Course on the Responsibilities of Directors and Auditors in Banks

Introduction

The ever-increasing attention that the Bank of Italy and the UIF are devoting to anti-money laundering controls at banks and financial intermediaries, given the applicability of Legislative Decree 231/2001 (administrative liability of entities), has prompted the creation of this Course. It is aimed exclusively at Directors and Auditors, who will receive targeted training on the obligations, requirements, and responsibilities set forth in the legislation in question.
The European School of Banking Management, Italy's leading banking training school, has launched an intensive, targeted and, above all, "STRUCTURED" training program on Anti-Money Laundering and Internal Controls. The program offers a variety of courses and durations, involving every relevant function and meeting the needs of all aspects of the bank.

Course structure

The course consists of one day of training with classroom attendance.

recipients

• PART ONE
  1.1. Fundamental aspects of Anti-Money Laundering Regulations and, more generally, of proper customer knowledge and operations (also in light of self-laundering and the most recent tax provisions – e.g., voluntary disclosure – and/or tax compliance):
  1.1.1. Due Diligence
  1.1.2. Data traceability
  1.1.3. Reporting Suspicious Transactions
  1.1.4. Interactions with other regulations (e.g., compliance with registry requirements)
• PART TWO
  2.1. Organizational profiles and risk control
• PART THREE
  3.1. Sanctioning aspects and the most recent jurisprudence
• PART FOUR
  4.1. The responsibilities of administrators (with some practical cases)
• PART FIVE
  5.1. The responsibilities of Mayors (with some practical cases)
• PART SIX
  6.1. Round table on procedures in place within the client bank.

Titles released

At the end of the course, participants will receive a Certificate of Attendance, certifying their attendance.

Financing

The Course can be financed thanks to the resources made available by the main Interprofessional Funds.