About This Course
Introduction
This course focuses on key aspects of managing the “Know Your Customer” (KYC), a process that is critical to regulatory compliance and the prevention of money laundering (AML) and terrorist financing (CFT).
Structure
The course consists of a half-day, three-hour classroom session. The course includes significant hands-on learning with the practical analysis of real-world cases, proposed by the students themselves, which are then analyzed and discussed in plenary sessions or through exercises led by the instructor. Each half-day of training provides two training credits, necessary for renewing the certifications issued by the school (AMLACERT, KYCACERT, RCACERT, WSACERT) and the CAMS certification.
Program
PROFILING MODELS
OF THE CUSTOMER
The risk factors
The main features of the models
Processing and relevance processes in the AML/KYC framework
CONSTANT CONTROL
DURING THE RELATIONSHIP
Objectives and regulatory framework
The subjective and objective elements
Activation of the review exercise
Contact points with the SOS and TxM processes
The “role” of onboarding processes
RFI: tools to support processes
AML/KYC
ENHANCED DUE DILIGENCE: APPLICATIONS
OPERATIONAL
The declination of the measures
Your Instructors
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