About This Course
Structure
The course is structured into a half-day classroom session lasting three hours. The teaching of the course includes an important pragmatic activity with the practical analysis of real cases, proposed by the students themselves, and subject to analysis and plenary discussion or exercise guided by the teacher. Each half day of training releases 2 training credits necessary for the renewal of certifications issued by the school (AMLACERT, KYCACERT, RCACERT, WSACERT) and CAMS certification.
Program
THE DISTRIBUTION OF THE COMPETENCES BETWEEN AUTHORITIES
– The sector supervisory authorities;
– The Special Currency Police Unit of the Guardia di Finanza:
“Exclusive” supervision;
Supervision “prior to agreements”.
INSPECTION AND CONTROL ANTI-MONEY LAUNDERING
Definition and purpose
General profiles
Classification
Anti-money laundering inspection
Anti-money laundering control
The sources of activation
Initiative activities
The “centralized” activities
The inspection competence of the Departments
PREPARATORY ACTIVITY FOR THE INTERVENTION
Duties and responsibilities
The Director of Inspection/Control
The Patrol Leader
The inspection card
Scheduling inspections
General provisions
Competence to approve
Programming procedure
Proposal
Approval
Plan changes
Extra-program inspections
Planning interventions: selecting the subjects
Preparation of the inspection activity
The delegation of the Special Currency Police Unit
Preparatory activities
EXECUTION OF ACTIVITIES
The start of the inspection activity.
– Access.
– The place of execution of the intervention and the periods to be monitored.
– Documentary research activity.
The executive phases.
– General provisions.
– Operational modules.
– The inspection/control report.
– The suspension of operations.
– Contradictory to the party.
The conclusion of the inspection activity.
CASE STUDY ON AN INSPECTION ANTI-MONEY LAUNDERING REALLY CONDUCTED
illustration of the entire procedural process forms.
Your Instructors
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